The brokerage firm recently announced cost-cutting measures
The brokerage firm is also eliminating its dividend payment as part of cost-cutting measures that will save the firm $40 million annually
New IIAC survey finds that investment dealer CEOs expect an increase in operating revenue, stemming mostly from the retail side of the business
The self-regulatory organization had suspended the firm in September
Clients are advised to contact the firm’s carrying broker directly
Vancouver-based investment dealer resigning from IIROC
IIAC graphic conveys the important contribution the industry makes to capital markets, the economy and communities across Canada
EY to initiate transfer of customer accounts to other dealers “as soon as possible,” CIPF says
The capital deficient firm does not have a qualified CFO
The new proposals would require dealers to include the IIROC logo on all client account statements