The SRO recorded a surplus of $6.6 million in fiscal 2017, according to the latest annual report
All the leading Canadian fixed-income dealers have upped their game over the past 12 months
Richardson GMP plans a big overhaul to its revenue model
Peter Lee says CIBC's combined services for HNW clients are a "cross-pollination" that appeals to this affluent group
Arbitrator rules the firm must pay out more than $19 million, much less than the amounts sought by Ira Gluskin and Gerry Sheff
Hargreave Hale has $13.5 billion in assets under administration, management and management contract
Crestridge will be consolidated with Bellwether Investment Management, a Lorne Park subsidiary
Internal Canaccord study found that 70% of the 20 advisors who had the most growth in AUA in the past year were active daily on social media
The investment industry generated $76 billion in economic activity in 2016 and is responsible for providing direct employment for 40,130 workers
After-tax profit for NYSE members rose to almost US$4 billion