Walied Soliman, chair of the Ontario Capital Markets Modernization Taskforce, offered a preview of the task force’s final report on Wednesday
The death of independent dealers was greatly exaggerated
PACE Credit Union will propose a settlement for investors
H.I.G. Capital and RCM Capital Management team up to acquire Vancouver brokerage
Executives have realized that remote-based operations can continue in a post-pandemic world
Patrick McCarthy has been named managing director
The new division will be named Raymond James Trust (Canada)
Scale is vital to the success of smaller investment dealers
Despite overall record results, some small firms struggle
The advisory firm announced a “strategic arrangement” with INFOR