Sector faces competitive and regulatory headwinds, even as recovery solidifies, Fitch says
Average monthly revenues down, expenses up since Covid-19 hit
Strong market-based activities will underpin earnings at large global firms
The addition comes as the firm seeks a tie-up with RF Capital
New regulations will amplify investment dealers’ roles as product gatekeepers
Strong performance in 2020 bodes well for the year ahead, writes Ian Russell
A goal for the final report is to spur more independent dealers
The rating agency's outlook for global securities firms is stable despite challenges
IIROC has set date for disciplinary hearing
The SRO suspended the firm in 2015