Growth of alt funds brings added legal, reputational risks: Fitch
Costs vary by distributor, fund and asset type, regulators conclude
Project aims to ease trading rule compliance, not alter requirements
Wholesalers allegedly provided reps with valuable tickets
SRO crafting model to allow reps to use personal corporations
Motion judge made no error in finding dealer entitled to fee refund, appeal court says
Credit wobbles aside, net interest income, capital markets revenues up
Lawsuits involve different investor groups, court finds
Financial firms dominate market for carbon allowances, regulator finds
Regulator puts twice-delayed research effort on backburner