Regulators seek feedback on initiative that sparked little activity
Market environment remains supportive for 2026, but downside risks persist
Regulator looks to introduce consolidated equity tape in 2027
IG Wealth survey echoes findings of IE’s Report Card series
Exam priorities no longer cite crypto as an emerging risk, or focus
Fee disclosure, conflicts of interest, consent pose investor protection issues
Growth of alt funds brings added legal, reputational risks: Fitch
Costs vary by distributor, fund and asset type, regulators conclude
Project aims to ease trading rule compliance, not alter requirements
Wholesalers allegedly provided reps with valuable tickets