SRO curbs exemptions, toughens firms' approval requirements
Exam division details compliance priorities for year ahead
Self-regulatory organization consults on proposed disgorgement distribution policy
Approval regime, proficiency are among areas covered in latest consultation
The group is seeking feedback on a proposed common reporting framework for cyberattacks and incidents
Scotia-backed firm will launch this month with 70% Indigenous ownership
Banks' restructuring, expansion efforts seen closing gap with U.S. giants
Self-regulatory organization aims to harmonize with CSA's revised requirements
CIRO settles with firm over failure to question suspicious trading activity
Industry's major exchanges, infrastructure capable of withstanding an operational crisis: SIFMA