SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
Outlook uncertain after bonus pool reaches record heights
The associations hope to spark further dialogue among dealers, asset managers around alts
Regulator aims to cut old requirements amid new conduct standards
The Securities and Investment Management Association will also represent capital markets participants, investment dealers
SRO consulting on possible reforms to rules around research, underwriting
Rising costs, revenue competition to drive search for added scale
Trade uncertainty clouding the outlook for dealmaking this year
Move allows more time to deal with operational, regulatory issues
CIRO plans to facilitate voluntary participation in federal open banking effort