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FSRA is also proposing a penalty of $80,000 for the individual involved


Provincial authorities are targeting licensing exam security, MGAs, seg fund disclosures and other issues

work together

As regulatory oversight increases, advisors grapple with succession, financial planning and independence

Grand opening, cutting red ribbon

A variety of moves occurred across several industry areas

  • By: Katie Keir
  • March 18, 2024 March 18, 2024
  • 14:00
Entrance to Financial Services Regulatory Authority of Ontario

Provincial regulator is attempting to identify hidden risks and set a baseline for business practices

800x600-red-carpet-awards-41791403 - red carpet event with spotlights award ceremonypremiere

Canadian insurance regulators have not issued a similar warning

Financial Services Regulatory Authority of Ontario logo

The clampdown includes the sale of unsuitable universal life policies

Magnifying glass image

Industry braces for technical challenges as new disclosures take effect

Target hit in the center by arrow

New proposed amendment addresses removal of DSCs on existing seg fund contracts

  • By: IE Staff
  • June 2, 2023 June 2, 2023
  • 13:47
rules and regulations

Ban should apply in provinces that have yet to announce it, regulators say