Quebec’s Autorité des marchés financiers (AFM) held a training seminar on emerging issues in insider trading and market manipulation as part of its effort to step up the fight against these sorts of activities.The AMF said that experts from the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority and the Commodity Futures Trading […]
TSX Datalinx today unveiled a new daily summary of insider buying and selling activities on Toronto Stock Exchange and TSX Venture Exchange.The information in the Insider Trade Marker Report is based on a trade “marker” provided by brokers at the time a company insider either buys or sells a security.“We are the first North American […]
The UK’s Financial Services Authority has made several arrests made in a major insider dealing investigation.The FSA reports that it arrested eight individuals and executed search warrants across London and southeast England in connection with a major ongoing investigation into insider dealing rings. The regulator is not disclosing whether any charges have been laid.It noted […]
The case of a CV Technologies executive highlights various problems with the settlement process
The UK’s Financial Services Authority has unveiled a set of principles designed to guide the handling of inside information to prevent illegal trading.
AMF closes investigation
Monetary penalties prove successful
A former Morgan Stanley financial analyst, and her husband, each received 18 months in prison for insider trading and tipping.Michael Garcia, the US Attorney for the Southern District of New York, today announced that Jennifer Wang, 31, was sentenced to 18 months in prison for providing her husband with material, nonpublic information — which she […]
Suterwalla made over US$3 million in illicit profits trading in Petco Animal Supplies
Former MDS employee and spouse made more than US$1 million from stolen information about MDS’s impending merger with Molecular Devices