Scam generated over US$11.6 million in illegal profits, SEC alleges
Judge orders former Agnico-Eagle officer to pay $200,000
Calgary man to pay more than $250,000 in fines and costs
De facto director failed to file insider trading reports: BCSC
Laprade to pay regulator $10,000
Thakur had unauthorized access to confidential e-mail, OSC alleges
Changes will make it easier for issuers and insiders to understand their obligations, regulators say
Regulators are getting tougher about the misuse of confidential information
The Ontario Court of Justice found Barry Landen, a former senior officer at Agnico-Eagle Mines Ltd., guilty of insider trading on Friday. The Ontario Securities Commission had laid insider trading and tipping charges against Landen in November 2005. The OSC alleged that Landen, former vice-president of corporate affairs, sold securities of Agnico-Eagle Mines on Oct. […]
FINRA, NYSE Regulation to split responsibilities