New regime consolidates the main requirements and exemptions in a single national instrument, except in Ontario
Grmovsek sentence is the first test of the federal insider trading law
Additional arrests in Galleon case
Grmovsek settles with OSC
Rajaratnam, six others charged
Noble to pay regulator $80,000
SEC alleges unlawful insider trading before Nova Chemicals merger
The U.S. Securities and Exchange Commission has charged 11 individuals who it alleges were involved in separate insider trading schemes ahead of corporate merger announcements, the regulator said Wednesday.The SEC alleges that five individuals, including a former investment banker at Goldman Sachs & Co. and a former financial analyst at a subsidiary of Hartford Financial […]
The British Columbia Securities Commission has settled with John Gregory Paterson, the former president and CEO of Southwestern Resources Corp., who admitted to fraud and illegal insider trading.In the BCSC settlement agreement, Paterson admitted that he committed fraud when he entered false assay results related to Southwestern’s Boka project in China into the company’s database. […]
Pair illegally purchased shares of Icon Industries