Eric Tremblay admitted he misled OSC staff investigating insider trading involving Amaya Gaming Group
Republican congressman Christopher Collins of New York, his son and others were arrested for their roles in an alleged insider trading conspiracy
Autorité des marchés financiers “very disappointed” with decision
An OSC panel was reasonable in concluding that advisors should have known they were acting on inside information
A former legal assistant with a Bay Street law firm is alleged to have provided an institutional trader with material, non-public information
Former Aston Hill Asset Management exec has been banned from trading for two years and will pay a total of $11,000 for his role in the scandal
The decision marks the first time an appellate court in Canada has revoked a voluntary settlement
A portfolio manager, various executives and an advisor are alleged to have traded on information that was subject to a non-disclosure agreement
The are concerns the reports may increase costs for large shareholders
Although the Ontario court dismissed the appeals of a securities lawyer and three brokers, it found that the OSC hearing panel’s reasoning was flawed in the case of one broker