Keyword: Incorporation

29 results found

However, Canada’s securities dealers are firmly in favour of IIROC proposal to allow them to hire mutual fund-only reps

Industry requests more to time to consider implications of allowing dealers to employ mutual fund reps, and allowing investment reps to set up personal corporations

Most independent mutual fund dealers don’t expect to survive if investment dealers are permitted to field their own teams of mutual fund representatives. That’s according to the recently released results of a Mutual Fund Dealers Association of Canada (MFDA) consultation carried out with mutual fund dealers on the possible impact of the Investment Industry Regulatory […]

IIROC proposals would allow firms to expand sales forces

White paper opens the door to SRO merger and raises complex issues that will require a thorough policy debate, some say

SRO white paper recommends securities dealers be allowed to hire reps limited to selling mutual funds and ETFs

The new federal government wants to ensure some professional corporations are not used to reduce personal income tax obligations for high-income earners

The appeal for advisors is a lower tax rate on revenue

Proposed changes intended to modernize and streamline province’s securities legislation

Establishing a personal corporation would allow advisors to receive preferential tax rates