SRO drops firm sponsorship requirement, among other changes
Consultation highlights industry concerns
SRO integration and investor protection also on the agenda
After receiving enhanced statements, clients may have questions, FSRA says
Fees to rise for most firms as minimums go up, certain dealers pay higher share
Broker conflicts, finfluencers, gamification among regulators' priorities
Clients lost more than $1.5 million on rep's failed fintech venture
Industry divided on, investor advocates opposed to, reforms
Terms of firm's sale weren't fully disclosed to regulators
First oversight review finds SRO complying with recognition order