Regulators propose banning conflicted sales model before it gains traction
Firm repaid almost $600,000 to client for losses, DSC fees, tax, lost gains
Dealers remain part of Canadian Forum for Financial Markets' mandate, Paglia says
Effort to gain insight on dealers' clients will seek data from year-end 2026
SRO details its policy priorities for fiscal 2026
Rep lost money alongside clients in unapproved outside investment
All provinces expected to join effort to curb duplication, burden
SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
The associations hope to spark further dialogue among dealers, asset managers around alts
The two firms share a passion for offering an alternative to the banks, Tom Bradley says