SRO proposes rule changes, calls for an industry-wide technological solution
Research "showed a statistically significant association" between sales pressure and recommendations not in client interests
Reps' concerns have been documented for years in IE's Report Card research
Expanded fund reporting requirements to take effect in 2026
With only one option for mutual fund proficiency, concerns arise among dealers, education providers
On July 1, Quebec joins effort to streamline registration, cut regulatory burden
Regulators propose banning conflicted sales model before it gains traction
Firm repaid almost $600,000 to client for losses, DSC fees, tax, lost gains
Dealers remain part of Canadian Forum for Financial Markets' mandate, Paglia says
Effort to gain insight on dealers' clients will seek data from year-end 2026