With only one option for mutual fund proficiency, concerns arise among dealers, education providers
On July 1, Quebec joins effort to streamline registration, cut regulatory burden
Regulators propose banning conflicted sales model before it gains traction
Firm repaid almost $600,000 to client for losses, DSC fees, tax, lost gains
Dealers remain part of Canadian Forum for Financial Markets' mandate, Paglia says
Effort to gain insight on dealers' clients will seek data from year-end 2026
SRO details its policy priorities for fiscal 2026
Rep lost money alongside clients in unapproved outside investment
All provinces expected to join effort to curb duplication, burden
SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project