The self-regulatory organization has retained Investor Economics to perform analysis on the geographic, demographic and wealth footprint of fund dealers’ clients
Most independent mutual fund dealers don’t expect to survive if investment dealers are permitted to field their own teams of mutual fund representatives. That’s according to the recently released results of a Mutual Fund Dealers Association of Canada (MFDA) consultation carried out with mutual fund dealers on the possible impact of the Investment Industry Regulatory […]
The goal is to promoted client awareness
The deal for the Quebec-firm is expected to close in January.
The purchase represents continued expansion as it adds $1.3 billion in AUA to Sterling Mutuals
A fresh CRM2 debate has arisen among integrated fund dealers
Fund dealers that sell the securities must also be licensed as mortgage brokerages
The acquisition of Ten Star's mutual fund dealer is the latest in a long line of purchases for Investia, an IA subsidiary
Fund dealers advised to review their existing arrangements
The fund dealer and its MGA subsidiary have acquired Ten Star’s mutual fund, seg fund and life insurance distribution businesses