Many MFDA-licensed advisors are taking another look at IIROC
The service automatically rebalances a portfolio holding mutual funds from multiple companies
A volunteer minister is prohibited from having members of his church as clients
Justwealth Financial and Vexo Technology Solutions give mutual fund advisors more options to retain and attract clients
The proposed policy sets the minimum educational, training and experience necessary for reps to sell ETFs
The Markham, Ont.-based mutual fund dealer has 175 advisors
The proposed new rule would require mutual fund dealers to include the MFDA logo on their client account statements on websites
Regional managers are overseeing the reassignment of clients to veteran advisors following the dismissal of approximately 400 primarily younger advisors
New MFDA report also finds that a switch to direct-pay arrangements will “have a greater impact on those smaller advisors who are more reliant on DSCs”
Monarch’s mutual fund advisors will now have access to Morningstar’s latest market research, model portfolio offerings and portfolio analysis