Conflict of interest concerns spark regulators' review
Follow these tips to protect your licence and reputation
Commission structures, account transfer standards and dual registration are all in the works
New branding would replace existing logos by the end of 2024
Fidelity Clearing Canada will provide its uniFide back-office technology to Manulife Securities
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
The new agency's leadership is dominated by former IIROC personnel
Trade group calls on provincial finance minister to review fund dealer oversight
Panellists discussed the funds during the ETFGI summit
Revisiting the perennial and costly MFDA infraction