CFTC seeking public comment on range of SRO issues
Study finds growing momentum in third-party distributed mutual funds
Client account access tops list of “must haves”
The Ontario Securities Commission has published a decision that securities regulators made on behalf of CI Investments Inc., but which the OSC says other fund managers can rely upon, allowing firms to roll up their clone funds without unitholder votes.The regulators granted an exemption from the unitholder approval requirement for proposed mergers of RSP clone […]
CSRs need to be more proactive in dealing with advisors, report finds
Regulatory panel considered several factors before accepting agreement with Investors Group
Fullgoal Fund Management
Completes deal with private shareholders
General order applies to all mutual funds
New owner is All-Canadian