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Keyword: Fund companies

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The asset management firm is also closing classes of multiple funds

  • By: IE Staff
  • May 28, 2021 May 28, 2021
  • 11:53
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The investment management firm plans to double its assets in the next five years

space shuttle and space station in space

The fund company has filed a preliminary prospectus for a space innovation ETF

  • By: IE Staff
  • March 16, 2021 March 16, 2021
  • 10:26
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National Bank analysts say the new brand represents an “alignment of capabilities”

  • By: IE Staff
  • January 11, 2019 October 17, 2019
  • 10:49
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The two firms plan to expand AlphaDelta’s suite of actively managed investment products

  • July 25, 2018 October 17, 2019
  • 11:25
Voters with green envelope ballots

Canadian RI mutual funds are asking corporations to step up on climate change, gender diversity, indigenous rights, opioid accountability and other sustainability issues this proxy season

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Following several high-profile administrative penalties for “excessive” spending on promotional activities and non-monetary benefits, there’s little clarity from regulators as to what’s acceptable

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OSC investigation reveals firm violated sales rule by overspending on gifts for reps and conference attendees

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Regulator alleges investment fund manager violated mutual fund sales practices rule

  • April 20, 2018 November 13, 2019
  • 11:50
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The mutual fund company has agreed to pay more than $1 million in penalties and costs for violating sales practices rules