Companies breached duty of care to investors but not fiduciary duties, decision says
Sector to confront a tough investment climate, growing macro headwinds
The asset management firm is also closing classes of multiple funds
The investment management firm plans to double its assets in the next five years
The fund company has filed a preliminary prospectus for a space innovation ETF
National Bank analysts say the new brand represents an “alignment of capabilities”
The two firms plan to expand AlphaDelta’s suite of actively managed investment products
Canadian RI mutual funds are asking corporations to step up on climate change, gender diversity, indigenous rights, opioid accountability and other sustainability issues this proxy season
Following several high-profile administrative penalties for “excessive” spending on promotional activities and non-monetary benefits, there’s little clarity from regulators as to what’s acceptable
OSC investigation reveals firm violated sales rule by overspending on gifts for reps and conference attendees