Regulator seeks suitability standards for senior industry personnel
Proposed claim alleges receiver failed to cash out of stock that hit $100 million
Association also tightens compensation disclosure requirements
Exam priorities no longer cite crypto as an emerging risk, or focus
Case to consider whether damages are owed, while data hasn't been misused
Lawsuit alleges program harms shareholder rights, stifles dissent
U.K. regulator's proposals consider operational, conduct standards for emerging sector
Conduct standards, suitability requirements revised
Alleged fraudster, fund manager charged in vending machine scam
Appeal court found no fiduciary relationship in dispute over clients