Keyword: Fiduciary duty

79 results found

The main purpose of the proposed delay to July 1, 2019 is to give the DOL more time to consider possible changes and alternatives to the rule’s provisions

But the DOL will continue to analyze the issues raised in a Trump administration order— and it’s possible the rule will face further changes

Trump carrying out a “behind-the-scenes” war on regulation: NBF report

The obligation for advisors to provide retirement advice that puts clients’ best interests first will now kick in on June 10

Despite a new review, many changes will remain as insurers have “invested meaningful resources” in preparation, Fitch report suggests

State regulators lobby for establishing a fiduciary duty standard

Proposed extension to June 9 will give the U.S. government an opportunity to review the rule’s impact

The statement comes in the wake of a U.S. district court decision striking down an industry-led legal challenge against the DOL’s fiduciary rule

Firms will continue to take steps to comply with the regulation until Congress or the DOL take more definitive action, new Moody’s report suggests

Some big Wall Street firms are planning to move to a purely fee-based model whereas others will still allow commissions for retirement accounts

A new report suggests the costs of compliance with the fiduciary requirement could be burdensome for smaller firms