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Ontario budget pledges financial sector reform

The province will “consult extensively with stakeholders” on effort to restrict the use of financial planning titles and impose proficiency requirements on financial planners

Financial planners need to continue to lobby for their regulation as a profession in law

Industry applauds Sousa’s regulatory proposals

IIROC, Advocis and others support enforcement measures in Ontario budget

The introduction of restrictions to using the financial planner title as well a new statutory best interest standard will provide much needed clarity for clients

  • By: Cary List
  • April 24, 2017 November 10, 2019
  • 04:30

Ontario’s government intends to work with the province’s financial regulators on many of the Expert Committee’s recommendations

Committee proposes restrictions on the use of advisors' titles

The report makes several recommendations dealing with titles and credentials that are likely to have a significant impact on many in the investment industry

Advisor credentials and titles are set to change, but an agreement on how appears to be a long way off

Industry applauds Sousa’s regulatory proposals

The mutual fund industry trade group’s submission pushes back against some of preliminary recommendations of the Expert Committee

There’s much to commend in the Ontario government’s Expert Committee’s preliminary recommendations, but also some areas that need to be revisited

  • By: Cary List
  • May 24, 2016 November 10, 2019
  • 05:00