Former advisor earned nearly $1M in commissions as clients went bankrupt
In its most recent fiscal year, the regulator commenced enforcement with proposed penalties of $2.8 million
A slower economy, inflation, higher legal fees contribute to increased rates
Demonstrate and discuss your regulatory requirements with clients, IFB says
Red flags to guard against in your practice were outlined at an IFB event
Regulator aims to boost consumer protection with oversight of agents' qualifications
The extension applies to licences that expire between March 15 and June 30
Many clients aren't being paid after winning arbitration
Litigation risk exists even after you’re retired or unable to work
Tips on how to avoid claims, and what to do when claims arise