Proposed rules would require firms to identify and combat conflicts built into technologies
Former Scotia Capital rep sanctioned in settlement with CIRO
Illicit activity moved out of casinos to securities firms and real estate, according to FINTRAC
StatsCan finds fraud to be widespread, rarely reported to police
Firm admitted to serving retail investors before SRO approvals, systems in place
U.S., U.K., Swiss regulators take action over risk management, governance weaknesses
Former Toronto mayoral candidate may have a case for breach of privilege by OSC staff
Reforms give the regulator enhanced powers to sanction uncooperative witnesses
Banking sector turmoil, crypto industry facing investor litigation
Scheme promised high returns from "robo" crypto trading