Agency found firm failed to report suspicious transaction
Agency seeks feedback on new due diligence standards, enforcement
Trust account used in fraud, misappropriation, Law Society finds
Firm allegedly touted stocks on social media, while selling its holdings
Agency sanctions breaches of anti-money laundering rules
Claims involve alleged misrepresentations by cannabis firm, underwriters
Exec misled investors by inflating target's revenues to enable SPAC deal
Tribunal upholds FCA decision, reduces bank's penalty
Regulators in Europe, Australia welcoming new leaders
Scheme targeted "mom and pop" investors, court said