Firms failed to disclose massive markups on pre-IPO securities
Court rules that monetary order must reflect rapidly rising interest rates
Rep allegedly exploited credit brokers provide to facilitate new client trading
Review will consider far-reaching reforms to dispute resolution mechanism
Platform used investors' money to finance operations, fund withdrawals
Court rejects theory that investor disclosure is required for share transfers
Firm agrees to proxy voting changes, US$29.5 million payment, to end case
Scheme to boost stock price claimed that Berkshire bought insurer's stock
Firm failed to adjust loan pricing to reflect impact of market turmoil
Authorities allege fund manager hid income, assets before exiting U.S.