Firms failed to ensure that investors got fund fee rebates, waivers
Bill Hwang sentenced over hedge fund collapse that torched Wall Street
Trio of firms sanctioned for regulatory reporting issues
Father, son duo plead guilty to securities fraud, conspiracy charges
Hacking eased in second half, as North Korean attacks dropped
Victims poised to get all their money back after value of crypto seized by U.S. authorities soars
ESMA issues series of guidance ahead of new regime's launch at year end
Panel orders $3.3 million in penalty, disgorgement
Texas man gets two years for failing to report capital gains on crypto trades
Regulator issues guidance on broader protections against misinformation