Ex-CEO misled investors over regulatory approval for new drugs
Initial sanction allowed RRSP, but he traded TFSA, margin accounts too
Panel sought alternative remedy to address disclosure concerns
Inside info acquired by snooping on client's computer, ASIC alleged
Company to appeal denied $213M claim against flagship fund
Releases were misleading, but case against lawyer not proven, panel finds
Proposed claim alleges receiver failed to cash out of stock that hit $100 million
Accounts opened for shell companies to funnel money to Colombia
Firm to pay $220,000 to resolve allegations of several rule breaches
Panel stresses "open courts" principle in denying closed door hearing