Priest and Phillips prohibited from becoming or acting as a director or officer
Oral disclosure of Duic investigation to Rankin’s legal counsel deemed sufficient
McErlean misrepresented investment information to clients about their accounts
Regulator failed to provide reasons for its order
Da Silva and O’Brien each sentenced to 27 months
Firm to pay US$3.3 million to settle charges
Hefford obtained blank, pre-signed forms for 65 clients
Hu made misleading statements to BCSC investigators
Units of Crocus were pulled from the market in 2004
A sanctions hearing is pending