Fines for Bains and Virk total $225,000 in alleged market manipulation case
Shantz ordered to pay $2.1 million for his role in Canadian Pacific Consulting scheme
IIROC panel hands Cuthbertson an 18 month suspension
Mallett prohibited from soliciting money for any investment-related activity until 2015
Pan loaned money to a client and made misrepresentations to his firm
Mytting promised to guarantee the future value of an account, made unsuitable recommendations
Sales operated Infinity Online Investors Group
Temporary order issued against man promoting Velocity Entertainment on Cragslist
Quebec City broker conducted transactions for a deceased client over several years, and impeded an IIROC investigation
Genus Capital failed to file reports, heed BCSC staff guidance