Farshad Shirvani failed to disclose he had been a director of a cease-traded firm
Séguin agrees to $5,000 fine
Regulator calls violations of 2008 trading bans “sheer defiance” of the law
Regulator imposes sanctions in TBS New Media advance fee scam
Panel also dismisses allegations against former controller
OSC orders Sextant Capital to disgorge millions of dollars in fees
The order against Nicholas Reeves reciprocates a penalty that was imposed by the ASC in 2011
West African Industries, others ordered to repay $226,000
Regulator lifts enhanced business restrictions facing Jory
Roche raised over US$1.3 million from at least 14 investors