Adjudicator declined to review settlement before long enforcement hearing
Trader admitted to promising outsized returns, duping investors
Firms used social media to pump stocks, leaving investors with huge losses
Pair stole millions from clients, including vulnerable investors
Absent overriding error, panel's decisions should get deference, court says
Insurer, MGA fined a total of $115K for paying commissions
Firms falling short of regulator's expectations under investor duty
Regulator details enforcement priorities for the year ahead
Company made misrepresentations to investors, diverted funds
U.S. authorities allege that executive ran complex fraud scheme