The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.
A sports auction site allegedly required investors to sign an agreement stating they would not report violations to the SEC
The BCSC took action when customers on the unregistered exchange couldn't access their assets
Legislative changes give the BCSC the strongest tools in Canada, B.C. government says
The recidivist was sentenced to 90 days in prison and two years probation
Outside and private dealings lead to $150,000 fine
Regulator alleges duo promoted and sold investments to vulnerable investors through Wealth-e Group
Other charges are unauthorized computer access and unauthorized disclosure of confidential information
The reforms represent the most extensive amendments to the province's securities laws since the legislation was introduced in 1996
More than 2,800 trades were placed in the accounts of a client with a severe impairment