Cooperation with regulator pays off in smaller penalty
Newsletter writer promoted offerings without disclosing companies were paying for publicity
Firm engaged in market manipulation for hire, SEC alleged
Plaintiffs sought to add new claim to case that dates back to the 1980s
Compliance review found violations due to weaknesses in policies and procedures
Ontario's regulator adopts rules for returning disgorged funds to victims
Investors were allegedly misled about the value, utility and trading of the crypto token involved
Market manipulation planned on Telegram chats
Court orders $22.7M in restitution to harmed investors in Strike Holdings case, along with jail time
Sanctions follow findings of 2023 review, which flagged four violations