Tech companies pulled into effort to tackle large scam operations
Firm paid $4.6 million in client compensation, clawed back reps' fees
Regulator brings first enforcement action against a professional body
Firm fined for series of violations uncovered in compliance exam
Receiver permitted to market assets, despite lack of enforcement allegations
MSC finds no error with panel's findings against former fund rep
Regulator publishes draft priorities, highlighting competitive concerns
Terms in securities law shouldn't be interpreted restrictively: SCC
Firm penalized for breaches uncovered in a compliance exam
Investors' funds misappropriated, used to pay returns, authorities say