Regulator announces new financing commitments to Prosper Canada, Osgoode legal aid clinic
SRO sees jump in complaints, investigations, but proceedings down
Reps fined, banned for personal financial dealings with clients
Firm repaid almost $600,000 to client for losses, DSC fees, tax, lost gains
Analyst traded on confidential info ahead of public disclosure
Court confirms that regulator's order targeting ill-gotten gains can't be wiped away
SEC issues required new guidance on criminal referrals
Court ordered website blocks to take effect in August
Tribunal calls misconduct possibly the "most egregious" it has seen
Real estate investment scheme was touted on YouTube and Facebook