Five whistleblowers share a combined US$1.1 million for enforcement tips
Three join advisory committee for OSC's adjudicative role
Appeal court rules that regulator was right to allow orders issued in investigation
Subsidiaries allowed institutional investors to trade before getting the regulator's approval
Firm ignored clients' investment limits to prop up failing penny stock, regulator alleges
SEC also awards whistleblower who initially tipped off their lawyer
The regulator alleges that the founders diverted money raised for the fund to other purposes
Former Nomura trader gets probation for 2017 conspiracy conviction
SEC says "free" trading cost customers US$34 million in poor pricing
NASAA reports that regulators have uncovered 262 Covid-19 schemes