A company sought to sue the regulator, alleging an investigation was conducted in bad faith
An advisor was permanently banned after engaging in personal financial dealings with a client
The regulator extended a temporary regime for cryptos amid anti-money laundering troubles
The regulator handed out $3.4 million in fines last year, down from $9.3 million in 2019
Regulators warned of a rise in scams involving fraudsters posing as well-known financial firms
Promoters allegedly used YouTube videos to pitch investors on Bitcoin trading vehicle, the regulator said
Regulators measure their success based in part on how many enforcement matters they open and prosecute
Julius Baer to pay US$79 million to resolve money laundering charge
Under the proposed rules, everything from TikToks to Insta posts would have to disclose details of promotional activity
Owner of payment processor agrees to a fine and seven-year ban