The Quebec regulator achieved its objectives despite the pandemic
Rep violated suitability obligations by investing clients in funds with risky holdings
U.S. authorities allege that the friends traded on inside information
An Ontario court will rule shortly on motions regarding investor representation
Ex-dentist engaged in escalating series of frauds, SEC alleges
A forensics team is seeking to recover thousands of emails that were allegedly sought out and "hard" deleted last year
An investor group is asking the OSC and PwC to sell BFI and the firm's funds
A receiver has been appointed for Coinseed, which is facing allegations from U.S. authorities
Two more foreign firms were charged with running an unregistered trading platform
Rep fined $75,000, suspended for six months in settlement with regulators