The court appointed the firm based on an independent recommendation
The firm's systems weren't ready when oil went negative, leaving clients unable to trade
The bank paid US$72.6 million in a settlement with U.S. authorities
In decision, MFDA panel stresses need for sanctions that deter exploitation of vulnerable investors
The regulator charged a trader for exploiting high volume to carry out a liquidity rebate scheme
Australian securities watchdog is calling on industry, investors to guard against online manipulations
Thousands of small trades over five years generated millions in profits, SEC alleges
The SRO withdrew the allegation after settling with the firm's former head
Marketing tactics by crypto firms are raising concerns with CSA and IIROC
The pair was banned, and ordered to pay penalties, costs and disgorgement