FCA fines firm for failing to beef up trading surveillance
SRO provides guidance on short covering expectations
Enforcement activity was included in FP Canada's annual report
PR firm employee allegedly tipped partner, who traded on news of a major cyber breach
Accused allegedly used breached accounts to pump microcap stocks
A temporary pandemic innovation is being made permanent
Co-conspirators secretly took control of company's bonds to rig a vote that gave them millions
Scammers posed as legit Wall Street brokers to dupe investors
Failings that inflict broader reputational harm or signal deeper issues are most likely to impact credit ratings
Total of 10 traders now found guilty of manipulating futures markets