Firm allegedly touted stocks on social media, while selling its holdings
Agency sanctions breaches of anti-money laundering rules
Claims involve alleged misrepresentations by cannabis firm, underwriters
Exec misled investors by inflating target's revenues to enable SPAC deal
Tribunal upholds FCA decision, reduces bank's penalty
Regulators in Europe, Australia welcoming new leaders
Scheme targeted "mom and pop" investors, court said
Long-running scheme misled investors on stock markups, fees
Rep sanctioned in CIRO settlement, despite lack of harm
Court orders prison, restitution for misappropriating investors' money