Keyword: Embedded commissions

160 results found
Weak but mostly positive performance for Canadian funds in August: Morningstar

The organization recommends a variety of measures, including capping trailer fees, in response to the CSA’s consultation paper

Bridgehouse introduces Morningstar Managed Investments Program

The firm’s submission to the CSA’s consultation says embedded commissions create a conflict of interest

No unanimity in global regulatory reform, IFIC report finds

Although some countries have banned embedded commissions or adopted a best interest standard, most have just sought to enhance disclosure

Investors are fine with trailer fees, survey says

If advisors charge investors directly, 24% of survey respondents say they would be less likely to use an advisor

Feds to consider expanded services from banks, fintechs

Regulators must take their role of ensuring an efficient and competitive marketplace more seriously, according to the head of the IFB

Adoption of big regulatory changes must avoid unintentional harm

Andrew Kriegler also pointed out during a discussion that the words “best interest” are already an integral component of IIROC’s rules

Echelon Wealth Partners names Joe Oliver as chairman

New MFDA report also finds that a switch to direct-pay arrangements will “have a greater impact on those smaller advisors who are more reliant on DSCs”

IAP calls on regulators to eliminate embedded compensation

Industry group says DIY investors should not be paying fees meant to cover advice

Regulator wants to hear something new in embedded fee debate

Asking for referrals: pick up the phone

2016 client research project aims to explore what client segment would be most affected by the potential elimination of embedded commissions