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Keyword: Embedded commissions

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Court denies leave to appeal certification decision in a BMO funds case

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The CSA warns the industry against abuses as bans loom for trailers, DSCs

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The CSA plans to ban the payment of trailer fees to online brokerages later this year

  • By: IE Staff
  • January 17, 2020 January 22, 2020
  • 17:00
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Australia, the U.S. and the Netherlands top the rankings

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The deferred sales charge structure was created to preserve generous commissions for mutual fund sales

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Clients who meet eligibility requirements will be automatically switched into series with preferred pricing

  • By: IE Staff
  • January 28, 2019 October 17, 2019
  • 10:15
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A summary of investor comments on CSA's proposed amendments to National Instrument 81-105

  • By: IE Staff
  • January 11, 2019 October 17, 2019
  • 15:53
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The firm admitted it failed to prevent the double charging of clients who held mutual funds that paid embedded fees within fee-based accounts

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The lawsuit has been filed on behalf of discount brokerage clients who allegedly paid excessive management fees on mutual mutuals

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MFDA publishes investor bulletin on mutual fund fees