Home Embedded commissions

New lawsuit and SRO proposals could affect CSA’s decision

Although 63.5% of advisors surveyed for the Report Card favour regulators addressing concerns surrounding the use of embedded commissions, opinions were split regarding the right approach: a ban or enhanced transparency

coin stacks with letter dice - fees

The self-regulatory organization hopes to spark a discussion on mutual fund cost reporting

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The self-regulatory organization expects firms to rebate the portion of a mutual fund’s trailing commission that is related to advice

Judge gavel, scales of justice and law books in court

The action against TD Asset Management claims damages of $200 million

OSC draft stament of priorities cover

Regulator pledges to publish rule proposals for the introduction of a best interest standard in the coming year

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The investment industry wants regulators to make a decision on embedded commissions once and for all

After a year of intense debate over a ban on embedded commissions, all eyes are on the CSA

If embedded commissions are banned, many clients would probably lose access to advice

  • By: IE Staff
  • December 1, 2017 December 1, 2017
  • 00:30

Speakers at Advocis symposium represent a variety of perspectives and opinions

  • By: Leah Golob
  • November 15, 2017 November 15, 2017
  • 14:20