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Keyword: Embedded commissions

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The CSA plans to ban the payment of trailer fees to online brokerages later this year

  • By: IE Staff
  • January 17, 2020 January 22, 2020
  • 17:00
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Australia, the U.S. and the Netherlands top the rankings

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The deferred sales charge structure was created to preserve generous commissions for mutual fund sales

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Clients who meet eligibility requirements will be automatically switched into series with preferred pricing

  • By: IE Staff
  • January 28, 2019 October 17, 2019
  • 10:15
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A summary of investor comments on CSA's proposed amendments to National Instrument 81-105

  • By: IE Staff
  • January 11, 2019 October 17, 2019
  • 15:53
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The firm admitted it failed to prevent the double charging of clients who held mutual funds that paid embedded fees within fee-based accounts

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The lawsuit has been filed on behalf of discount brokerage clients who allegedly paid excessive management fees on mutual mutuals

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MFDA publishes investor bulletin on mutual fund fees

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Similar cases have been filed against 1832 Asset Management and TD Asset Management

guidelines and regulations binders

The move is intended to reduce regulatory uncertainty following the CSA’s plan to propose rule changes