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Court settlement

Claim alleged investors were harmed by mutual funds paying trailers to discount brokers

RBC the latest large fund manager to face fund fee suit

angry client meeting

After receiving enhanced statements, clients may have questions, FSRA says

Magnifying glass

Proposal would require seg fund disclosure of embedded costs

Fourth case certified involving funds paying trailers to discount brokers

Firms were allowed to collect trailers before the CSA ban, court rules

Case against 1832 Asset Management L.P. is the latest to secure certification

Big binders

Decision on tougher investor protection measures coming by end of 2025

Sliced pumpkin pie above view on blue background. People grabbing slices of cake stock photo

Respondents to FSRA survey had mixed views on how they preferred to pay financial advisors

The exemptions were previously slated to end on Nov. 30