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Fourth case certified involving funds paying trailers to discount brokers


Firms were allowed to collect trailers before the CSA ban, court rules


Case against 1832 Asset Management L.P. is the latest to secure certification

Big binders

Decision on tougher investor protection measures coming by end of 2025

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Respondents to FSRA survey had mixed views on how they preferred to pay financial advisors

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The exemptions were previously slated to end on Nov. 30

client meeting

FCA says there's work to be done in terms of ensuring value and enhancing competition

Judge makes ruling

Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages

Conflicted graph

Regulators objected to applying "best execution" duties to fund selection


Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban