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Keyword: Embedded commissions

173 results found

Questrade offers rebates to mutual fund investors

New service refunds trailing commissions back to clients

By: Megan Harman
January 14, 2009 January 14, 2009
11:50

Keep trailer fee rule intact, SIFMA urges SEC

Withdrawing Rule 12b-1 would harm investors and competition in the marketplace, assocation says

By: James Langton
July 19, 2007 July 19, 2007
15:30

U.S. securities industry calls on SEC to preserve trailer fees

SIFMA issues white paper for SEC Roundtable on Rule 12B-1

By: James Langton
June 19, 2007 June 19, 2007
15:40