Proposals aim to ensure that third-party electronic access to marketplaces is subject to supervision and regulatory oversight
OSC updates its review of the risks associated with electronic trading
The proposed amendments are designed to ensure that all electronic trading, regardless of channel, has the same level of supervision
IIROC guidance on management of stop loss orders aimed at protecting market integrity
The regulation of access has become ever more critical to the overall regulation of electronic trading
Recommendations aim to help supervisors develop the tools to ensure that trading is fair and orderly
Changes designed to ensure the effective management of risks associated with electronic trading
Firms invited to participate in the review
The CSA and IIROC are looking to add new rules to address the issue of direct electronic access
Under the CSA proposal, only investment dealers can provide direct access, and only portfolio managers can use it