Exchange proposes new client ID requirements
Firm settled allegations that unapproved employees had access via trading algorithm
Bourse aims to reintroduce order type that hasn't been used since 2001
NSSC settles with Halifax firm that failed to oversee its day traders in China
The investment dealer failed to identify and review suspicious trader activity
Financial literacy is one way to counter the effects of gamification
The new index comes amid growing demand for DIY investment
After being acquired by JP Morgan, the firm gave up its registration but continued to provide services, the SEC alleged
Strong market-based activities will underpin earnings at large global firms
Financial services firms are using AI to create smart trading platforms and identify client needs