Exchange aims to enhance appeal with new order type and automation
Wedbush Securities fined for compliance failings
Pair of new trading books, order types to launch Oct. 23
JitneyTrade fined $90,000 for weak controls over direct-access clients
Exchange proposes new client ID requirements
Firm settled allegations that unapproved employees had access via trading algorithm
Bourse aims to reintroduce order type that hasn't been used since 2001
NSSC settles with Halifax firm that failed to oversee its day traders in China
The investment dealer failed to identify and review suspicious trader activity
Financial literacy is one way to counter the effects of gamification