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Keyword: Electronic records

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SEC, CFTC hit delete on firms’ WhatsApp, texting article image Using phone for finances

SEC, CFTC hit delete on firms’ WhatsApp, texting

BMO, Wall Street firms sanctioned for app violations

SEC modernizes recordkeeping rules article image Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

SEC modernizes recordkeeping rules

E-signatures get boost from pandemic

U.S. industry calls for shift to digital disclosure article image mature woman with tablet

U.S. industry calls for shift to digital disclosure

E-signatures prevent pre-signed forms, but pose other risks

CSA launches consultation on investor disclosure

Dealers can keep complaints electronically, IIROC says

Click to sign: IIROC OKs e-signatures article image Signing contract form

Click to sign: IIROC OKs e-signatures

BCSC to extend use of electronic filing