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Keyword: Electronic records

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hand touching digital tablet

MFDA to continue accepting documents from dealers in electronic format

mature woman with tablet

SIFMA leads push to make electronic communications standard

Retro image of male hand of a designer drawing with the stylus on a grey graphics tablet, close-up.

MFDA issues revised guidance on the use of electronic signatures

businessman working with laptop and cell phone

New paper argues benefits of “access equals delivery” model for online disclosure

SRO sets out "technology-neutral" stance to record retention

Signing contract form

Guidance is effective immediately

Amendments would require investment funds to file annual reports electronically

State regulators have published a proposed policy on the use of electronic offerings, and electronic signatures

Firms increasingly adopting electronic data feeds to track insurance policies

Bobbisue Edmondson of Hub Financial and Al Knight of Edward Jones join the not-for-profit’s executive committee

Keeping paper records of insurance documents is outdated, unreliable and inconvenient - think: misplaced papers and overflowing filing cabinets. Going digital means your documents are organized and searchable automatically