OSC asked to review OM exemption, beneficial ownership registry being examined
FCA review finds an increase in workplace complaints
Firms' joint foray into consumer finance wasn't ready, regulator alleges
Industry at odds with CIRO’s proposals on maximum penalties and dispute resolution
Reforms follow a review that found shortcomings in existing arrangements
Receiver rejected company's $213-million claim against flagship fund
Fraud claims pass suitability issues among investment cases
With reforms pending, the organization will search for new consumer, industry board reps
Regulator proposes new regime to pay out disgorged funds to victims of misconduct
Firm resolved allegations of KYC, suitability, conflict failures