Ombudsman to reveal the names of companies that have refused to comply with client compensation
The CSA plans to publish proposals that would make OBSI the mandatory dispute resolution mechanism for all dealers
Fragmented process doesn’t serve Canadians well, Consumers Council argues
FCAC working on proposed guide for applicants to become external complaints bodies for the banks
Investor advocates say the new rules to not go far enough
FAIR Canada says the proposals fall short on being “pro-consumer”
Dispute settlement services will come under the supervision of the Financial Consumer Agency of Canada
Faced with a growing number of large arbitration cases, U.S. regulators are launching a pilot program that allows adversaries in such cases to customize the arbitration process. The Financial Industry Regulatory Authority (FINRA) announced that it has launched a pilot program specifically designed for arbitration cases involving claims of US$10 million or more. The voluntary […]
Toronto session will give investors the opportunity to ask questions, discuss the methodology, and provide feedback to OBSI staff
Securities regulators haven't done much for OBSI